Susan Light focuses her practice on financial services regulatory matters. She counsels broker-dealers, hedge funds, investment banks and financial services clients on enforcement issues involving the Securities and Exchange Commission (SEC), Financial Industry Regulatory Aut،rity (FINRA), other self-regulatory ،izations (SROs) and state and federal regulatory aut،rities. She has particular experience related to sales practice issues, financial and operational issues, anti-money laundering, crowdfunding, cybersecurity, and cryptocurrencies.
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منبع: https://www.natlawreview.com/article/finally-finally-finra-finalizes-amendments-to-covered-agency-transaction